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Series

HM Treasury: Public Finances, Securities and Investment Services, SIS 1 and Successors:...

Catalogue reference: T 607

What's it about?

T 607

The records comprise of policy work on the following areas: International regulatory co-operation and inter-jurisdiction issues. Information flows and extra-territorial implications. Negotiation of international information exchange arrangements....

Full description and record details

Reference
T 607
Title
HM Treasury: Public Finances, Securities and Investment Services, SIS 1 and Successors: Registered Files, LSE Prefix (London Stock Exchange)
Date
1991-1994
Description

The records comprise of policy work on the following areas: International regulatory co-operation and inter-jurisdiction issues. Information flows and extra-territorial implications. Negotiation of international information exchange arrangements. Insider dealing policy including implementation of EC directive. Council of Europe Convention on Insider Dealing. Company Securities (Insider Dealing) Act and orders under it. Relations with Stock Exchange. Dematerialisation.

Arrangement

The records are arranged chronologically and in file reference order.

Held by
The National Archives, Kew
Former department reference
LSE file prefix
Legal status
Public Record(s)
Language
English
Creator(s)
Treasury, Public Finance, 1984-1994
Access conditions
Open unless otherwise stated
Immediate source of acquisition

From 2019 Treasury

Subjects
Topics
Europe and Russia
Banking
Custodial history
The records were held by HM Treasury at 1 Horse Guards Road, SW1 until 1999. Thereafter, the records were held by a third party contractor
Accruals
Series is accruing
Selection and destruction information
RCP section 3.1.1 - the government's management of the UK economy
Administrative / biographical background

The records were created by the SIS Division 1 under the Securities and Investment Services Group, this was under the Public Finance Sector from 1992-1993, then under the Industry and Financial Institution Sector in 1994, it then changed to the Finance Regulation and Industry Directorate in 1995-1996.

Record URL
https://beta.nationalarchives.gov.uk/catalogue/id/C14731485/

Catalogue hierarchy

Over 27 million records

This record is held at The National Archives, Kew

324,581 records

Within the department: T

Records created or inherited by HM Treasury

You are currently looking at the series: T 607

HM Treasury: Public Finances, Securities and Investment Services, SIS 1 and Successors: Registered Files, LSE Prefix (London Stock Exchange)

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