Record revealed
Letters from the curator of St Vincent Botanic Gardens
Series
Catalogue reference: T 618
T 618
This series covers policy work on Offers of Unlisted Securities; Prospectus Directive, Part V of the Financial Services Act 1986; Part III of the Companies Act 1985. Recognition and monitoring of overseas investment exchanges and clearing houses...
This series covers policy work on Offers of Unlisted Securities; Prospectus Directive, Part V of the Financial Services Act 1986; Part III of the Companies Act 1985. Recognition and monitoring of overseas investment exchanges and clearing houses in the UK. Policy on international regulatory co-operation and negotiations and handling requests for information from overseas regulatory authorities. Policy on: recognised investment exchanges, including Stock Exchange and derivatives markets; listing of company securities, including Part IV of the Financial Services Act 1986 (Official Listing of Securities); financial fraud, including market abuse and insider dealing; Part VII of the Companies Act 1989 (Financial Markets and Insolvency); wider share ownership. Policy on dematerialisation; securities settlement; HMT’s interest in CREST (UK's securities settlement system).
From 1991 Treasury
Function transferred from the Department of Trade and Industry in 1994.
Records created or inherited by HM Treasury
HM Treasury: Public Finance and successors: Settlement Issues Including Dematerialisation (SID prefix): Registered Files
Record revealed
Focus on
Record revealed
Records that share similar topics with this record.