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Series

HM Treasury: Public Finance and successors: Settlement Issues Including Dematerialisation...

Catalogue reference: T 618

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T 618

This series covers policy work on Offers of Unlisted Securities; Prospectus Directive, Part V of the Financial Services Act 1986; Part III of the Companies Act 1985. Recognition and monitoring of overseas investment exchanges and clearing houses...

Full description and record details

Reference
T 618
Title
HM Treasury: Public Finance and successors: Settlement Issues Including Dematerialisation (SID prefix): Registered Files
Date
1991-1994
Description

This series covers policy work on Offers of Unlisted Securities; Prospectus Directive, Part V of the Financial Services Act 1986; Part III of the Companies Act 1985. Recognition and monitoring of overseas investment exchanges and clearing houses in the UK. Policy on international regulatory co-operation and negotiations and handling requests for information from overseas regulatory authorities. Policy on: recognised investment exchanges, including Stock Exchange and derivatives markets; listing of company securities, including Part IV of the Financial Services Act 1986 (Official Listing of Securities); financial fraud, including market abuse and insider dealing; Part VII of the Companies Act 1989 (Financial Markets and Insolvency); wider share ownership. Policy on dematerialisation; securities settlement; HMT’s interest in CREST (UK's securities settlement system).

Held by
The National Archives, Kew
Former department reference
SID prefix
Legal status
Public Record(s)
Language
English
Creator(s)
Treasury, Public Finance, 1984-1994
Physical description
13 file(s)
Access conditions
Open unless otherwise stated
Immediate source of acquisition

From 1991 Treasury

Subjects
Topics
Trade and commerce
Debt
Crime
Banking
Accruals
Series is accruing
Administrative / biographical background

Function transferred from the Department of Trade and Industry in 1994.

Record URL
https://beta.nationalarchives.gov.uk/catalogue/id/C14652592/

Catalogue hierarchy

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This record is held at The National Archives, Kew

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Within the department: T

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You are currently looking at the series: T 618

HM Treasury: Public Finance and successors: Settlement Issues Including Dematerialisation (SID prefix): Registered Files

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