Series
HM Treasury: Financial Regulation and Industry Directorate, Securities and Investment...
Catalogue reference: T 526
What's it about?
T 526
This series contains files relating to policy work including: oversight of the regulations of the financial services sector and investor protection implementation; monitoring of the Financial Services Act 1986; regulation and implementation of...
Full description and record details
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Reference (The unique identifier to the record described, used to order and refer to it)
- T 526
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Title (The name of the record)
- HM Treasury: Financial Regulation and Industry Directorate, Securities and Investment Services (ECDIR Prefix Series)
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Date (When the record was created)
- 1992-1995
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Description (What the record is about)
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This series contains files relating to policy work including: oversight of the regulations of the financial services sector and investor protection implementation; monitoring of the Financial Services Act 1986; regulation and implementation of the EC Directive in the financial services area and issues of market access.
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Note (Additional information about the record)
- Uncertainity of creator at time of transfer to The National Archives.
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Arrangement (Information about the filing sequence or logical order of the record)
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The records are arranged chronologically in file prefix order.
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Held by (Who holds the record)
- The National Archives, Kew
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Former department reference (Former identifier given by the originating creator)
- ECDIR
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Legal status (A note as to whether the record being described is a Public Record or not)
- Public Record(s)
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Language (The language of the record)
- English
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Creator(s) (The creator of the record)
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- Treasury, Industry and Agriculture Group, 1991-1993
- Treasury, Industry Group, 1994-1998
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Physical description (The amount and form of the record)
- 30 file(s)
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Access conditions (Information on conditions that restrict or affect access to the record)
- Open unless otherwise stated
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Immediate source of acquisition (When and where the record was acquired from)
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From 2020 Treasury
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Accruals (Indicates whether the archive expects to receive further records in future)
- Series is accruing.
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Administrative / biographical background (Historical or biographical information about the creator of the record and the context of its creation)
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Records within this series were created by the Securities and Investment Services Group in 1991. The Group was positioned under the Public Finance sector, before its functions were transferred to the Finance Regulation and Industry Group in 1995.
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Record URL
- https://beta.nationalarchives.gov.uk/catalogue/id/C14090342/
Catalogue hierarchy
This record is held at The National Archives, Kew
Within the department: T
Records created or inherited by HM Treasury
You are currently looking at the series: T 526
HM Treasury: Financial Regulation and Industry Directorate, Securities and Investment Services (ECDIR Prefix Series)